文章以河南省为例,从缓冲能力、学习能力和自组织能力3个维度建立生计韧性评价指标体系,并基于2014和2018年中国家庭追踪调查数据采用综合指数法与多元线性回归比较分析了不同时期、不同生计策略条件下农户生计韧性的差异及其影响因素。结果表明:①2014—2018年生计策略选择存在严重的两极分化,其中纯农型、务工主导型和工资经营型农户是河南省农户生计策略选择和发展的主要方向。②农户生计韧性整体处于中低水平,增长速度慢且增幅小,表现为生计资本越稳定,生计韧性指数越高。随着时间的变化,生计韧性指数呈现上升趋势,内部维度层能力失衡。③交通便捷程度、政府扶持、邻里关系、家庭劳动力占比、信息获取、户主受教育程度、教育投入等核心因素对不同类型农户生计韧性的影响强度各不相同。生计策略的选择处于动态变化之中,优化农户生计方式对生计韧性的提升具有显著效应。
Taking Henan Province as an example,the article establishes a livelihood resilience evaluation index system from three dimensions of buffering capacity, learning capacity and self-organizing capacity, and analyzes the differences in farmers' livelihood resilience and their influencing factors in different periods and under different conditions of livelihood strategies based on the data of the China Family Panel Studies in 2014 and 2018 by using the composite index and the multiple linear regression. The results show that: 1) There is a serious polarization in the choice of livelihood strategies from 2014 to 2018, in which purely agricultural, labor-led and wage-operated farmers are the main directions of the choice and development of the livelihood strategies of farm households in Henan Province. 2) The overall livelihood resilience of farm households is at a low to medium level, with a slow and small growth rate, which is manifested in the fact that the more stable the livelihood capital is, the higher the livelihood resilience index is. With the change of time, the livelihood resilience index shows an upward trend, and the internal dimension layer capacity imbalance. 3) The core factors such as transportation convenience, government support,neighborhood,household labor share,access to information,education level of the head of the household, and education investment, have different impact on the livelihood resilience of different types of farm households. The choice of livelihood strategies is in dynamic change,and the optimization of farmers' livelihood approach has a significant effect on the enhancement of livelihood resilience.
[1] 王铮,丁冠群,吴乐英,等. 黄河流域区域发展优势与经济带生成可能[J]. 中国人口·资源与环境,2021,31(2):111-118.
[2] Quandt A.Measuring livelihood resilience:The household livelihood resilience approach (HLRA)[J].World Development,2018,107:253-263.
[3] Speranza C I,Wiesmann U,Rist S.An indicator framework for assessing livelihood resilience in the context of social-ecological dynamics[J].Global Environmental Change,2014,28(1):109-119.
[4] Thulstrup W A.Livelihood resilience and adaptive capacity:Tracing changes in household access to capital in central Vietnam[J].World Development,2015,74:352-362.
[5] Chambers R,Conway G.Sustainable rural livelihoods:Practical concepts for the 21st century[J].IDS Discussion Paper No.296.Brighton,Institute of Development Studies,1992,296.
[6] Cooper J S.,Wheeler T.Adaptive governance:Livelihood innovation for climate resilience in Uganda[J].Geoforum,2015,65:96-107.
[7] Sina D,Chang-Richards A Y,Wilkinson S,et al.What does the future hold for relocated communities post-disaster?Factors affecting livelihood resilience[J].Interational Journal of Disaster Risk Reduction,2019,34:173-183.
[8] Bernard P,Gordon M H,Kimberly L B,et al.Linking rural livelihood resilience and food security:An international challenge[J]. Food Security,2016,8(3):469-476.
[9] 李聪,王磊,康博纬,等. 易地移民搬迁农户的生计恢复力测度及影响因素分析[J]. 西安交通大学学报:社会科学版,2019,39(4):38-47.
[10] 贾垚焱,胡静,刘大均,等. 山区民族旅游地乡村聚落韧性评估及尺度关联研究[J]. 经济地理,2022,42(8):194-204.
[11] 莫潇杭. 杭州城市边缘区乡村旅游地农户生计韧性测度及影响因素研究[D]. 杭州:浙江工商大学,2020.
[12] 何艳冰,张娟,乔旭宁,等. 精准扶贫背景下贫困山区农户生计恢复力研究——以河南秦巴山片区为例[J]. 干旱区资源与环境,2020,34(9):53-59.
[13] 秦玲玲. 贵州省易地扶贫搬迁农户生计韧性测度及影响因素研究[D]. 贵阳:贵州大学,2022.
[14] 季天妮,周忠发,牛子浩,等. 易地扶贫搬迁前后农户生计恢复力对比分析:以贵州省贞丰县者相镇安置点为例[J]. 生态与农村环境学报,2022,38(11):1406-1414.
[15] 乔家君,朱乾坤,辛向阳. 黄河流域农区贫困特征及其影响因素[J]. 资源科学,2020,42(1):184-196.
[16] 纪金雄,洪小燕,朱永杰. 茶农生计恢复力测度及影响因素研究——以安溪县为例[J]. 茶叶科学,2021,41(1):132-142.
[17] 温腾飞,石育中,杨新军,等. 黄土高原半干旱区农户生计恢复力及其影响因素研究——以榆中县为例[J]. 中国农业资源与区划,2018,39(5):172-182.
[18] Li X,Kunnathur A S,Ragu-Nathan T S,et al. Development and validation of learning capability construct in IOS supply chain network context[C].Annual Meeting of the Decision Sciences Institute,2008.
[19] Fuchs C.The antagonistic self-organization of modern society[J].Journal of the Japanese Society of Applied Science,2004,14(1):183-209.
[20] Milestad R,Darnhofer I.Building farm resilience:The prospects and challenges of organic farming[J].Journal of Sustainable Agriculture,2003,22(3):81-97.
[21] 郭昱. 权重确定方法综述[J]. 农村经济与科技,2018,29(8):252-253.
[22] 赵丽,朱永明,付梅臣,等. 主成分分析法和熵值法在农村居民点集约利用评价中的比较[J]. 农业工程学报,2012,28(7):235-242.
[23] 郑殿元,黄晓军,王晨. 陕北黄土高原农户生计恢复力评价及优化策略研究——以延川县为例[J]. 干旱区资源与环境,2020,34(9):9-16.
[24] Zhao X Y,Chen,H H,Zhao H L,et al. Farmer households’ livelihood resilience in ecological-function areas:case of the Yellow River water source area of China[J].Environment,Development and Sustainability,2021,24(7):1-22.
[25] 刘倩,张戬,何艳冰,等. 秦巴山特困区农户生计资本及生计策略研究——以商洛市为例[J]. 干旱区地理,2020,43(1):237-247.
[26] 苏飞,郑艳艳,童磊,等. 经济发达地区城市边缘区失地农民生计韧性研究——以杭州市为例[J]. 地理科学,2022,42(12):2047-2056.
[27] 王鹤霖,赵雪雁. 帮扶措施对山区脱贫农户生计策略选择的影响——以陇南山区为例[J]. 地理科学进展,2022,41(11):2004-2017.
[28] 李聪,高梦. 新型城镇化对易地扶贫搬迁农户生计恢复力影响的实证[J]. 统计与决策,2019,35(18):89-94.
[29] 汪樱,唐兰云,王卫雯,等. 农户生计韧性驱动机理及其生计环境效应[J]. 长江流域资源与环境,2023,32(3):665-677.
[30] 任国平,刘黎明,李洪庆,等. 基于乡村社会—生态系统脆弱性的国土综合整治时空配置研究[J]. 生态与农村环境学报,2021,37(10):1318-1330.
[31] Wu Z L,Dai X H,Li B,et al.Livelihood consequences of the Grain for Green Programme across regional and household scales:A case study in the Loess Plateau[J].Land Use Policy,2021,111(12):1-12.
[32] 王艳,王磊. 相对贫困农户生计策略优化研究[J]. 农业经济,2023(10):79-82.
[33] Yang A X,Ye J Q,Wang Y H.Coupling and coordination relationship between livelihood capital and livelihood stability of farmers in different agricultural regions[J].Land,2022,11(11):2049-2049.